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Enrolled:
300
Duration: 1.5 Hours
Level: Intermediate
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Overview of SEC Compliance & Reporting for Public Companies

Continuing Education Credits
Click or touch a Credit for more information

Certified Public Accountant

Continuing Education Credit:
1.5 CPE Credit
Field of Study:
Specialized Knowledge
CPE Delivery Method:
Self-Study
Program Location:
Online
Program Level:
Basic
Prerequisites:
No advanced preparation or prerequisites are required for this course.
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Illumeo is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

NASBA Sponsor Number: 109504
State of New York Sponsor Number: 002746
State of Texas Sponsor Number: 009890

Continuing Professional Development

Continuing Education Credit:
1.5 Hour
Field of Study:
Specialized Knowledge
CPE Delivery Method:
Self-Study
Program Location:
Online
Your specific provider of Continuing Professional Development accreditation has final authority on the acceptance of individual courses for CPD credit.

Certified Management Accountant

Continuing Education Credit:
1.5 CPE Credit
Field of Study:
Specialized Knowledge
Program Location:
Online
Program Level:
Basic
Prerequisites:
No advanced preparation or prerequisites are required for this course.

Certified Fraud Examiner

Continuing Education Credit:
1.5 CPE Credit
Field of Study:
Specialized Knowledge
CPE Delivery Method:
Self-Study
Program Location:
Online
Program Level:
Basic
Prerequisites:
No advanced preparation or prerequisites are required for this course.

Certified Internal Auditor

Continuing Education Credit:
1.5 CPE Credit
Field of Study:
Specific business topics such as finance and others
CPE Delivery Method:
Self-Study
Program Location:
Online
Program Level:
Basic
Prerequisites:
No advanced preparation or prerequisites are required for this course.
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Recognized CPE provider, authorized by the Institute of Internal Auditors for use in the Certified Internal Auditor (CIA) CPE program.

Certification in Risk Management Assurance

Continuing Education Credit:
1.5 CPE Credit
Field of Study:
Specific business topics such as finance and others
CPE Delivery Method:
Self-Study
Program Location:
Online
Program Level:
Basic
Prerequisites:
No advanced preparation or prerequisites are required for this course.
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Recognized CPE provider, authorized by the Institute of Internal Auditors for use in the Certified Risk Management Assurance (CRMA) CPE program.

Certified Treasury Professional

Continuing Education Credit:
1.6 CE Credit
Program Location:
On Demand/Online
Prerequisites:
No advanced preparation or prerequisites are required for this course.
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Approved for up to 1.6 CTP/CCM recertification credits by the Association for Financial Professionals

Certified Corporate Financial Planning & Analysis Professional

Continuing Education Credit:
1.6 CE Credit
Program Location:
On Demand/Online
Prerequisites:
No advanced preparation or prerequisites are required for this course.
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Approved for up to 1.6 FP&A recertification credits by the Association for Financial Professionals
Course Syllabus
INTRODUCTION AND OVERVIEW
Securities Acts
  6:27 Securities Act of 1933 Forms
  7:22Securities Act of 1934 Forms
Regulations and Deadlines
  7:39Principal Regulations, Rules and Interpretations
  5:53 Filer Designations and Reporting Deadlines
Forms 10-K and 10-Q
  10:44 Form 10-K Parts 1 and 2
  8:29Form 10-K Parts 3 and 4
  9:41Form 10-Q
Form 8-K
  7:48Form 8-K Sections 1-4
  9:33Form 8-K Sections 5-9
Continuous Play
  1:26:54Overview of SEC Compliance & Reporting for Public Companies
SUPPORTING MATERIALS
  PDFSlides: SEC Compliance & Reporting for Public Companies
  PDFSEC Compliance & Reporting for Public Companies Glossary/Index
REVIEW & TEST
  quizREVIEW QUESTIONS
 examFINAL EXAM