Certified Expert in Sarbanes-Oxley (SOX)
A comprehensive certificate program offering an in-depth look at important issues pertaining to Sarbanes-Oxley (SOX).
Lynn Fountain, MBA CGMA CRMA, Consultant, Author, Trainer, and past Chief Audit Executive
Lynn Fountain is widely considered an expert in the field of Sarbanes-Oxley and has led initiatives in compliance efforts. In addition, her expertise in the field has been recognized through her ability to provide individualized training on the legislation and compliance requirements as well as assist organizations in establishing the proper control framework for compliance. Course participants have been quoted as saying: “Ms. Fountain should instruct a PhD in Sarbanes-Oxley Compliance.” Ms. Fountain’s ability to break-down the various aspects of the legislation and communicate its importance in relevant terms is the key to the success of her courses.
Sarbanes Oxley (SOX) Overview
This course is an overview of the proper processes, controls and tests companies must use to determine adequate internal and financial controls.
SOX: Authoritative Bodies
This course provides a detailed outline of the roles and responsibilities of Authoritative organizations as well as some background information.
The Evolution of Sarbanes-Oxley (SOX) Auditing Standards
This course is designed to provide a strong understanding of SOX concepts.
Information Technology in Today’s Digital World: General Controls Primer
This course serves as a primer for understanding the many advancements of information technology as well as related risks and controls.
COSO 2013 Framework Requirements & Implementation Overview
This course provides an overview of the important concepts of COSO 2013.
Sarbanes-Oxley (SOX) Section 404
This course provides an overview of SOX Section 404 and discusses how one can effectively implement a program to address the needs of Section 404.
Sarbanes-Oxley (SOX) Section 302: Internal Controls over Financial Reporting
This course provides a deeper understanding of the requirements behind SOX 302; Internal Controls over Financial Reporting
Sarbanes-Oxley (SOX) Section 806, 902, 906
This course covers sections 806, 902 and 906 of the Sarbanes-Oxley act, as all have critical implications to companies working to comply with the Act.
Fraud Evaluations: A Guide for The Compliance Professional
This course provides an expert perspective on establishing internal audit programs to mitigate and reduce fraud.
Fraud Risk Assessments
This course is dedicated to reviewing leading edge concepts for conducting fraud risk assessments and scenario analysis.
Understanding the Requirements for SSAE 16 Service Organization Control (SOC) Reports
This course provides the participant with an understanding of each type of SOC report and their relative use.
Sarbanes-Oxley (SOX): Preparing for a Top Down Risk Assessment Part 1
This course covers critical concepts of AS5 risk factors when identifying significant accounts.
Sarbanes-Oxley (SOX): Executing a Top Down Risk Assessment Part 2
This course focuses on the methodology steps reviewed in Segment One of developing a top-down risk assessment.
Sarbanes Oxley (SOX): Entity Level and Soft Controls
This course covers methods and alternatives to measuring and assessing ELCs and soft controls.
Sarbanes-Oxley (SOX) Identifying and Documenting Controls
This course explores how identifying and documenting controls for Sarbanes-Oxley is key to enabling the evaluation of process design.
Sarbanes-Oxley (SOX) Testing
This course focuses on the validation of operation, which is executed through a test of control within Sarbanes-Oxley (SOX).
Sarbanes-Oxley (SOX) General Controls, Applications Controls, and Spreadsheet Controls
This course speaks directly to the importance of general controls (GC), application controls (AC) and spreadsheet controls as they relate to SOX.
Sarbanes-Oxley (SOX) Difficulty of Assessing Material Impact
This course covers several aspects about the concepts of material weakness and significant deficiency.
When The Whistle Blows Part 1: History, Regulations, and Concepts
This course stretches beyond the normal leading practice concepts and delves into psychological theories and evaluations.
When The Whistle Blows Part 2: Managing Whistleblower Hotlines
This course further evaluates information regarding operation of the hotline, managing of information and investigating hotline calls.
XBRL (eXtensible Business Reporting Language) Basics
This course reviews the basic concepts of XBRL, what it is, why it is required by the SEC, and important facts regarding terms and implementation.
Price for Subscribers: $699.001 yr Subscription
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Purchase Certification Only: $779.00