To Access This Course:
This course covers the U.S. Securities and Exchange Commission’s (SEC’s) role in accounting and reporting compliance, provides a presentation of the SEC enforcement process, and reviews actual enforcement cases.
Learning Objectives
- Recognize the U.S. Securities and Exchange Commission’s role in accounting and reporting compliance
- Explore the U.S. Securities and Exchange Commission investigation and enforcement process
- Discover how the U.S. Securities and Exchange Commission and public companies disclose investigations
Last updated/reviewed: November 20, 2019
2 Reviews (15 ratings)Reviews
Anonymous
(Director, Governance)
The course material for SEC Enforcement of Accounting and Reporting Regulation could have been more complete. I would have liked to have more detail to review prior to the final exam.
Anonymous
(Fund Accountant)
The course presents a concise overview of the role of the SEC and its investigation and enforcement process.
Prerequisites
Course Complexity: Intermediate
No advanced preparation or prerequisites are required for this course.
Education Provider Information
Company:
Illumeo, Inc., 75 East Santa Clara St., Suite 1215, San Jose, CA 95113
Contact:
For more information regarding this course, including complaint and cancellation policies, please contact our offices at (408) 400- 3993 or send an e-mail to .