The global financial crisis of 2007/2008, along with changing regulation in the recent years, have contributed to rising expectations of the risk management function. Such expectations come not only from the Board but also the regulators, shareholders and the investment community. This course is designed to:

  • Help CFOs and finance professionals take control of the risk management process;
  • Examine the process of building an effective risk management program; and
  • Show how companies could leverage internal controls to mitigate their relevant financial reporting, operating, and compliance risks.
Learning Objectives
  • Discover the building blocks for effective risk management and mitigation.
  • Identify actions to strengthen risk governance and minimize people risk.
  • Explore the risk management process and best practices on risk assessment.
  • Identify actions to mitigate your key financial reporting, operating and compliance risks.
Last updated/reviewed: August 9, 2023
9 Reviews (47 ratings)

Reviews

4
Anonymous Author
The course was well structured and the well explained. The instructor did an excellent job in highlighting the key points in learning how to manage financial reporting, operating and compliance risks.
5
Anonymous Author
Достаточно интересный курс, где все разложено по полочкам и расставлено на свои места
5
Anonymous Author
Very technical with very helpful content that gave me a full overview of how to manage the risk types and a good understanding of a risk management program
5
Member's Profile
Very Informative Course... I learned a lot about how to manage our financial reporting, operating, and compliance risks...
4
Anonymous Author
This course provides a basic understanding of what the Risk Management Process is and how to mitigate risk.
4
Anonymous Author
Straight-forward overview of managing financial reporting, operating, and compliance risks.
4
Anonymous Author
Course was well structured. Good instruction, and a good review for me.
4
Anonymous Author
solid high level overview of key pillars of risk management
3
Anonymous Author
The course was helpful and would recommend instructor.
Prerequisites
Course Complexity: Foundational

No advanced preparation or prerequisites are required for this course.

Education Provider Information
Company: Illumeo, Inc., 75 East Santa Clara St., Suite 1215, San Jose, CA 95113
Contact: For more information regarding this course, including complaint and cancellation policies, please contact our offices at (408) 400- 3993 or send an e-mail to .
Instructor for this course
  Course Overview CPE
Course Syllabus
INTRODUCTION and OVERVIEW
  Introduction to How to Manage Your Financial Reporting, Operating and Compliance Risks?4:50
Managing Risk
  Challenges and Lessons Learned 8:36
  Risk Management Process 9:04
  Enterprise Risk Assessment 4:30
  Risk Mitigation Process 8:17
  Minimizing People Risks10:12
CONCLUSION
  Mitigating Operating Risks and Conclusion 12:09
Continuous Play
  How to Manage Your Financial Reporting, Operating, and Compliance Risks57:40
SUPPORTING MATERIALS
  Slides: How to Manage Your Financial Reporting, Operating and Compliance RisksPDF
  How to Manage Your Financial Reporting, Operating and Compliance Risks Glossary/IndexPDF
REVIEW and TEST
  REVIEW QUESTIONSquiz
 FINAL EXAMexam