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This course covers management characteristics associated with fraudulent financial reporting. The fraud firm sample consists of those sanctioned by the U.S. Securities and Exchange Commission. An overview of the SEC’s role in accounting and reporting compliance is provided.
Course Key Concepts: Fraud, SEC, Financial Reporting, Enforcement, Accounting.
Learning Objectives
- Identify anti-fraud regulations enforced by the SEC.
- Recognize the U.S. Securities and Exchange Commission’s role in accounting and reporting compliance.
- Recognize the characteristics of executives that oversee firms releasing fraudulent financial reports.
- Identify proxies used to measure executives’ characteristics.
Last updated/reviewed: April 5, 2020
4 Reviews (14 ratings)Reviews
Anonymous
(-)
Good overview of the role of the SEC and fraud characteristics.
Sandra Heelan
(CPA at None)
I thought this course moved too slow and did not hold my attention. The instructor spoke without any enthusiasm. I also feel that the course title is misleading as there was as much about the reporting guidelines as there were about the characteristics of managers committing fraud. Additionally, the slides were minimalistic and didn't add to the presentation
Anonymous
(Owner)
good review of SEC fraudster characterizes. Investigators and CFE's must be able to identify certain personalities to help with the investigations
Anonymous
(Controller)
Pretty interesting range of topics covered. Would have preferred more comprehensive slides instead of just images.
Prerequisites
Course Complexity: Foundational
No advanced preparation or prerequisites are required for this course.
Education Provider Information
Company:
Illumeo, Inc., 75 East Santa Clara St., Suite 1215, San Jose, CA 95113
Contact:
For more information regarding this course, including complaint and cancellation policies, please contact our offices at (408) 400- 3993 or send an e-mail to .