Instructor for this course
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Enrolled:
45
Duration: 1 Hour
Level: Intermediate
Access This Course: Instant Access to Course Library

Don’t let the shifting winds of compliance rules create any quicksand for your business. This course nets out the latest compliance updates that senior finance leaders need to know about in one condensed session.  The landscape of compliance rules is constantly shapeshifting -- like dunes in the desert -- and finance leaders need to stay on top of it all to avoid any quicksand. 

In this course we explore the latest compliance rulings over the last year (through June 2016), including SEC, PCAOB and AICPA activity. 

Learning Objectives

  • Explore how to have a strategic view of the latest compliance rules changes
  • Recognize Securities and Exchange Commission (SEC) rule making and other activity
  • Explore the proposed rules from the SEC
  • Explore trends and enforcement actions in SEC enforcement activities
  • Recognize how Public Company Accounting Oversight Board (PCAOB) and American Institute of Certified Public Accountants (AICPA) activity affects finance professionals
  • Identify how these changes might impact your company

9 Reviews (28 ratings)Reviews

4
Anonymous Author
Good overview of the updates. Providing more detailed slides would help. In addition, the answer to last question on the quiz is wrong. It should be 2,3 and 5, not 2,3 and 4.
3
Anonymous Author
Good content but presentation lacking. Only 2 slides per section. Many major points never included on a slide.
3
Anonymous Author
So much info and so little slides. Was difficult to keep up. Having more slides would have helped.
5
Anonymous Author
Very thorough review! Very good summary of a lot of information.
4
Anonymous Author
Good overview of a lot of material.
4
Anonymous Author
Comprehensive update
4
Anonymous Author
good review course
5
Member's Profile
Nice overview
5
Anonymous Author
Informative

Prerequisites

No Advanced Preparation or Prerequisites are needed for this course. 

Education Provider Information

Company:
Illumeo, Inc., 75 East Santa Clara St., Suite 1215, San Jose, CA 95113
Contact:
For more information regarding this course, including complaint and cancellation policies, please contact our offices at (408) 400- 3993 ext. 106, or send an e-mail to .
Course Syllabus
INTRODUCTION and OVERVIEW
Current Updates
  14:18SEC Proposed Rules
  6:28SEC Reporting
  9:43SEC Commment Trends
  8:19SEC Enforcement Actions
  6:53PCAOB Initiatives
CONCLUSION
  6:01AICPA Updates and Conclusion
CONTINUOUS PLAY
  57:31Compliance Quicksand: Updates That May Reshape Your World
SUPPORTING MATERIALS
  PDFSlides: Compliance Quicksand: Updates That May Reshape Your World
  PDFCompliance Quicksand: Updates That May Reshape Your World Glossary/Index
REVIEW and TEST
  quizREVIEW QUESTIONS
 examFINAL EXAM